SOX Senior Analyst

Reports To

SOX IT Director

What You Will Be Doing

This position in Internal Audit will provide an opportunity to learn about the organization's objectives and regulatory and risk management environment. Candidate is responsible for coordinating and supervising the activities of the Internal Audit Unit of the organization, to ensure effective and efficient internal control systems

What You Will Bring to ChargePoint

• Identifying applicable IT systems and databases based on the business processes that are in scope for SOX and participating in the annual risk assessment process.
• Performing SOX documentation, including risk and controls matrices and process flowcharts with a specific focus on ITGC.
• Assist and lead efforts to advise on the design of SOX key controls and remediation of deficiencies to ensure identified risks are mitigated, and that those controls are monitored for timely execution and operating effectiveness.
• Assisting management in designing and implementing internal controls and business processes, including IT General Controls, IT automation controls and Key reports testing.

• Understanding existing controls, identifying gaps in the current control environment and recommending additional controls to mitigate the open risks.

• Understanding changing technology and proactively advise on efficient and effective internal controls around new functionality and tools

• Use knowledge of the current environment and industry trends to identify potential audit issues.

• Applying internal control principles and business/technical knowledge including IT general controls and application controls; financial reporting concepts; working experience applying professional skepticism skills.
• Develop working relationships with different departmental and functional areas, ensuring a holistic understanding of key risks and processes across the organization.
• Direct coordination of external audit controls testing efforts, including walkthroughs, testing, audit requests and evaluation of deficiencies.
• Deep understanding of conducting segregation of duties testing across different systems.
• Assists in the development and conducting of Information Systems Risk Assessment and ISO 27001.

Requirements

• 6+ years Internal audit and SOX testing or Statutory audits.
• Bachelor’s degree in accounting, finance, Business, Technology (IT or Information systems), or related field
• Certifications are preferred (CIA, CISA, CISSP or equivalent certification)

Skills:

• Ability to support high-caliber SOX controls testing and other internal control initiatives
• Participating in the continuous improvement of audit processes and procedures

• Knowledge of conducting IT General Control testing, IT Automation Control testing, Key Report testing and Segregation of duties testing.

• Ability to work independently, deliver high quality output under time pressure and prioritize competing workloads

• Strong project management skills
• Excellent communication (written and verbal) and interpersonal skills
• Communicating the findings of an audit via written reports and oral presentations
• Strong problem solving & organizational skills
• Training junior staff and supervising interns

Location

India, Remote